Compliance Business Aligned Specialist
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Product Owner Compassana
Compliance Business Aligned Specialist
Your role
We are looking for a Compliance Officer for the segment GFIM (Global Financial Intermediaries) covering a broad spectrum of compliance topics.
You will be mainly responsible for:
• assume responsibility to ensure compliance with current legal and regulatory standards and act as an SME for FIM matters
• drive the identification, assessment, measurement, mitigation and monitoring of compliance and operational risk
• assess daily inquiries related to CDB, AML and general due diligence questions escalated by the front units and central compliance functions
• resolve sensitive cases with regard to money laundering aspects, regulatory and reputation risks
• perform risk assessments and file money laundering reports
• participate in reviewing new business initiatives and transactions requiring pre-approval
• deliver independent risk assessment and reports that shed light on our risk profile
Your team
You will be part of the C& GFIM, Suitability & Optimus team in Zurich and specifically working in a team of two covering compliance aspects for GFIM. Our team covers international clientele in the booking center Switzerland and provides subject matter expertise in Switzerland and globally for all matters concerning the interaction with financial intermediaries (FIMs).
Your experience and skills
• several years of experience in a compliance function or other practical white-collar crime or investigative experience with a law or audit firm, banking regulator or prosecutor
• excellent analytical, administrative and organizational skills to work and perform well under pressure
• reliable self-starter and pro-active "hands-on" team player with the ability to effectively operate in an dynamic environment with wide range of functional specialists
• analytical, accurate and structured and able to work well under pressure
• agile and flexible work attitude to respond fast to ad-hoc assignments and changes
• excellent communication skills in German and English
• preferred background either long lasting experience in a risk function with deep understanding of financial intermediaries/external asset managers business and/or a master's degree in law, economics, finance with strong analytical skills
About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join Us
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.